Trend Hill Capital

Financial Advisory and Intermediary Services Act 37 of 2002 (FAIS) Disclosure Document

OVERVIEW

Trend Hill Capital is a specialist financial services group headquartered in South Africa focusing on the provision of online investment management and online financial advice to retail clients predominantly located in South Africa. The main service provided by Trend Hill Capital includes online financial advice in the form of Retail Equity, Derivative and CFD trading via our global trading platform called Velocity Trader. Additional products offered include a Tax-Free savings product offered to our clients via a platform administered by BCI Fund Rock as well as a complete private client offering from Momentum Wealth, Trust and Myriad risk products.

Trend Hill Capital (Pty) Ltd is a registered and authorized Category 2 Financial Service Provider with registration number 54015.

PRODUCTS APPROVED

A copy of the above licenses is available on request.

Trend Hill Capital HEAD OFFICE PHYSICAL ADDRESS

Physical Address:

28 Parker Street Durbanville Cape Town 7550

Postal Address:

28 Parker Street Durbanville Cape Town 7550

Tel:

0825538317

Conflict of Interest Policy:

Trend Hill Capital has a Conflict of Interest Policy that aims to prevent any situation that could create an impression of a conflict against any client’s interest or that will compromise the company’s independence from its product suppliers. The conflict of Interest Management Policy is available on request.

Remuneration:

Trend Hill Capital is remunerated by referring clients to products or services offered by 3rd party associates. At present Trend Hill Capital has agreements in place with Velocity Trade and BCI Fund Rock and Momentum. Trend Hill Capital’s employees do not receive any commission or incentives for such introductions or recommendations until the client has accepted the products offered and has agreed to the fees that have been stipulated in the agreements. Trend Hill Capital does not pay any remuneration to any Financial Services Provider or to a Representative of a Third Party Financial Services Provider.

Professional Indemnity and Fidelity Insurance:

Trend Hill Capital is insured against claims from professional negligence, errors, omissions and dishonesty on the part of its employees and representatives. Trend Hill Capital does not hold any other guarantees. A copy of the Professional Indemnity cover is available on request.

Complaints procedure:

Trend Hill Capital maintains a fairly comprehensive complaints procedure. Should a client wish to complain about a service offered that you have received from Trend Hill Capital, please direct your complaints in writing to the CEO Trend Hill Capital at neil@trendhillcapital.co.za. Trend Hill Capital will conduct the required investigation into your complaint and will revert to you with a written response to your complaint within a maximum of 20 business days from the date that your complaints had been lodged in writing. Where circumstances prevent Trend Hill Capital from investigating your complaint properly within the above time frame, Trend Hill Capital will inform you and communicate an extended time frame required to implement the investigation properly. To investigate a complaint thoroughly, Trend Hill Capital may require additional information from you that was not mentioned in the original complaint. If you are not satisfied with the reply received from Trend Hill Capital, you may you have the right to redirect your complaint to the Office of the Ombudsman for Financial Service Providers.

The Ombudsman’s contact details are:
The FAIS Ombud
Postal Address
P.O. Box 41
Menlyn Park
0063
Telephone 012 762 5000 / 086 066 3274
E-mail info@faisombud.co.za
Website www.faisombud.co.za